Regulatory Compliance & Risk Management

Protecting Businesses Through Proactive Legal Strategies

At Reda & Des Jardins, we help businesses navigate the complex landscape of regulatory compliance and risk management. Whether you operate a small business, a large corporation, or a highly regulated enterprise, our attorneys provide strategic counsel to ensure compliance with federal, state, and industry-specific laws while minimizing legal and financial exposure.

Regulatory Compliance Services

Staying compliant with constantly evolving regulations is essential to avoiding penalties and maintaining business integrity. Our services include:

Corporate Governance & Compliance

  • Regulatory Filings & Corporate Record-Keeping – Ensuring proper documentation and timely submission of mandatory filings.
  • Corporate Governance Policies – Establishing best practices for board oversight, ethics, and corporate responsibility.
  • Whistleblower & Ethics Compliance – Implementing policies to address internal misconduct and protect whistleblowers.
  • Sarbanes-Oxley Act (SOX) Compliance – Advising publicly traded companies on financial disclosures and accountability.
  • Foreign Corrupt Practices Act (FCPA) Compliance – Preventing bribery and corruption in international transactions.

Data Privacy & Cybersecurity Compliance

  • General Data Protection Regulation (GDPR) Compliance – Advising businesses on data protection obligations for international customers.
  • California Consumer Privacy Act (CCPA) Compliance – Helping businesses implement privacy practices for consumer data protection.
  • Health Insurance Portability and Accountability Act (HIPAA) Compliance – Ensuring proper handling of protected health information.
  • Federal Trade Commission (FTC) Guidelines on Data Security – Developing cybersecurity policies to prevent data breaches.
  • Incident Response Planning – Creating proactive strategies to address cybersecurity threats and breaches.

Industry-Specific Compliance

  • Financial Services & Banking Compliance – Ensuring adherence to regulations set by the SEC, FINRA, and CFPB.
  • Healthcare Regulatory Compliance – Advising on compliance with HIPAA, Medicare, Medicaid, and the Affordable Care Act.
  • Environmental Law & Workplace Safety – Assisting businesses with OSHA compliance and environmental impact assessments.
  • Manufacturing & Supply Chain Compliance – Ensuring adherence to trade laws, export regulations, and safety standards.
  • Real Estate & Land Use Regulations – Navigating zoning laws, building codes, and real estate licensing requirements.

Effective risk management strategies help businesses anticipate and mitigate legal challenges before they arise. Our services include:

Contract & Liability Risk Assessments

  • Contract Review & Risk Analysis – Identifying potential liabilities in business agreements.
  • Indemnification & Limitation of Liability Clauses – Structuring contracts to protect against financial exposure.
  • Vendor & Supplier Risk Management – Assessing agreements to reduce supply chain disruptions and liabilities.

Employment & Labor Compliance

  • Workplace Policies & Employee Training – Implementing programs to reduce harassment, discrimination, and wrongful termination claims.
  • Wage & Hour Law Compliance – Advising on FLSA, overtime rules, and employee classification.
  • Equal Employment Opportunity Commission (EEOC) Compliance – Assisting in workplace investigations and discrimination claims.

Regulatory Audits & Investigations

  • Government & Internal Audits – Assisting businesses in preparing for regulatory audits and compliance reviews.
  • Litigation & Enforcement Defense – Representing businesses in regulatory disputes, investigations, and enforcement actions.
  • Crisis Management & Legal Strategy Development – Providing immediate legal response to regulatory scrutiny and compliance violations.

Why Choose Us?

At Reda & Des Jardins, we are dedicated to helping businesses navigate legal complexities with confidence. Our attorneys combine legal expertise with a deep understanding of business operations to deliver practical, results-driven solutions. We are committed to providing personalized, responsive service that aligns with your company’s objectives.

Schedule a Consultation

Whether you are launching a business, facing a legal challenge, or planning for future growth, we are here to help. Contact us today to schedule a consultation and discover how we can support your business’s legal needs.